Compliance Analyst Job Description Template

The Compliance Analyst plays a key role in ensuring that an organization adheres to regulatory requirements and internal policies. This job involves analyzing and evaluating business processes, identifying areas of risk, and developing strategies to mitigate potential compliance issues. The Compliance Analyst will also be responsible for monitoring and reporting on compliance activities, providing guidance to management, and maintaining accurate and complete documentation. If you have a keen eye for detail, strong analytical skills, and a passion for compliance, this could be the perfect job for you.

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Position Overview

The Compliance Analyst is responsible for ensuring that the company complies with all relevant laws, regulations, and policies. They evaluate and monitor company operations, processes and procedures to ensure adherence with internal and external guidelines primarily related to anti-money laundering (AML) and anti-bribery and corruption (ABC). The Compliance Analyst will also help develop, implement, and maintain compliance-related policies and procedures.

Job Requirements

  • Evaluate and monitor company operations, processes and procedures for compliance with internal and external guidelines primarily related to AML and ABC
  • Conduct investigations related to AML and ABC as needed
  • Ensure that compliance policies and procedures are up-to-date and effective
  • Stay current on regulatory and industry changes that can affect the company's compliance requirements
  • Develop and deliver training to employees on compliance policies, procedures, and regulations
  • Collaborate with other departments to implement and enforce compliance initiatives
  • Assist in the development and maintenance of compliance-related policies and procedures
  • Perform compliance assessments and gap analyses
  • Identify, document and report compliance issues or violations to management
  • Participate in internal and external audits and reviews

Key Qualifications

  • Bachelor's degree in business administration, law, or a related field
  • At least two years of experience in compliance, regulatory, or legal environment
  • Familiarity with anti-money laundering and anti-bribery and corruption regulations
  • Strong analytical and problem-solving skills
  • Excellent written and verbal communication skills
  • Ability to work independently and as part of a team
  • Strong attention to detail and ability to work in a fast-paced environment
  • Proficiency in Microsoft Office Suite


A compliance analyst is a professional who ensures that their employer meets all legal, ethical, and industry-specific regulatory requirements. They play a critical role in preventing legal, financial, and other risks for businesses. If your company is looking to fill a compliance analyst position, you need to create a job posting that outlines essential qualifications and responsibilities of the role.

Job Description

The job description section should be short yet concise. It should offer a high-level overview of what the role entails. The ideal compliance analyst candidate will have:

  • A minimum of bachelor's degree in business, law, finance, or a related field
  • At least two years of relevant experience working in compliance or risk management
  • Strong analytical and problem-solving skills
  • Excellent communication and interpersonal abilities
  • Experience with regulatory knowledge, laws, and policies relevant to the industry

The responsibilities of the position may include:

  • Conducting compliance audits and risk assessments
  • Developing and implementing compliance policies and procedures
  • Monitoring changes in laws and regulations to ensure company compliance
  • Educating employees regarding compliance issues and policies
  • Coordinating with external auditors and regulators as necessary

Qualifications and Skills

In this section, you should specify the qualifications and skills required to perform the compliance analyst job. You can think about education, certification, experience, and soft skills. Keep in mind that many candidates will only spend a few seconds reading this section, so be clear and concise.

Your ideal candidate should have:

  • Bachelor's degree in a relevant field (such as Finance, Business, Legal, Accounting, or another related field)
  • At least two years of experience in regulatory compliance
  • Excellent research skills to keep up-to-date with regulatory changes, updates and announcements
  • Solid ability to develop and analyze data, reports, and processes
  • Excellent written and verbal communication skills

Salary and Benefits

In this section, you should specify the salary range, benefits, and opportunities for career growth available to your ideal candidate. Salary range will depend on the candidate's qualifications and experience level. Do some research before deciding on the salary range to ensure it’s competitive for the job market. Benefits could differ depending on location or industry. Here are commonly offered benefits:

  • Competitive pay
  • Health insurance and wellness program
  • Retirement plans and 401K
  • Paid time off and holidays
  • Opportunities for career growth within a company


By following these steps, you will be able to create a compliant job posting for a compliance analyst. Remember, a well-written job posting is the first step to attract the right candidate to your organization.

FAQs on Creating a Compliance Analyst Job Posting

Creating a job posting for a Compliance Analyst position can be challenging, especially if you're new to the field. To help simplify the process, we've compiled a list of frequently asked questions.

What should be included in a Compliance Analyst job posting?

Some of the essential elements to include in your job posting are the job title, job summary, responsibilities, qualifications, and company benefits. Additionally, it's also essential to describe the role that a Compliance Analyst will play in your organization and the skills required to succeed in the position.

What skills should a Compliance Analyst possess?

A Compliance Analyst should have a range of essential skills, including strong analytical thinking, excellent communication, and attention to detail. They should also have an in-depth understanding of regulatory requirements, risk management, and organizational policies and procedures. Experience with compliance software and tools is also crucial.

What qualifications should a Compliance Analyst have?

Generally, a Compliance Analyst should have at least a Bachelor's degree in Business Administration, Finance, Law, or a related field. However, some organizations may require a Master's degree or relevant certifications, such as the Certified Compliance & Ethics Professional (CCEP) certification.

How can I attract top talent for my Compliance Analyst position?

To attract top talent, highlight the opportunities for growth and development within your organization. Provide a clear career path and a competitive compensation package. Additionally, showcase your company culture and values to demonstrate your commitment to employee engagement and satisfaction.

What are some common mistakes to avoid when creating a Compliance Analyst job posting?

  • Not defining the role and responsibilities clearly
  • Using jargon or unfamiliar terms
  • Being too vague with the job requirements and qualifications
  • Not providing enough information about the organization and the company culture
  • How long should a Compliance Analyst job posting be?

    People have short attention spans, so it's best to keep your job posting short and sweet. Ideally, a job posting should be no more than 500-600 words, with a clear and concise description of the position and the required qualifications.

    Can I ask for specific experience in my Compliance Analyst job posting?

    Yes, you can ask for specific experience if it's necessary to perform the job. However, keep in mind that too many specific requirements may limit the pool of candidates. Don't be too rigid with your requirements and consider candidates who are experienced in related fields or have transferable skills.

    How should I promote my Compliance Analyst job opening?

    There are many ways to promote your Compliance Analyst job opening, including job boards, company websites, professional networking sites such as LinkedIn, and social media platforms. Additionally, you can leverage your current employees by offering incentives for referrals.

    What should I do after posting a Compliance Analyst job opening?

    After posting a job opening, you should monitor the application process regularly and respond to all candidates promptly. Conduct interviews and assessments as needed and keep candidates informed about their status throughout the process. Finally, make an offer to the most qualified candidate and negotiate the terms of employment.

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